Jobs

Employee Jobs at Finra

(1 - 5 of 5)
  1. Are you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass? As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sit...
    3 days ago on Equest
  2. This position is an experienced individual contributor in Member Supervision Operations, Procedures and Standards (MS OPS), who works independently with minimal supervision to develop, implement, and maintain operations, procedures, standards, and...
    3 days ago on Equest
  3. Corporate Communications is responsible for developing and executing communications programs that amplify FINRA; its critical role; and its mission, values and vision. This includes leading major initiatives that promote positive, accurate and fai...
    4 days ago on Equest
  4. The Associate Principal Analyst in Market Operations Risk Management performs a variety of specific duties including reviewing and analyzing a sampling of daily work performed by analysts within Transparency Service to ensure critical activities a...
    5 days ago on Equest
  5. Independent Asset Verification and Valuation (“IAVV”) Specialist Team conducts and advises on reviews across FINRA’s Regulatory Programs as it relates to independent verification and valuation of customer and/or firm assets held at member firms. E...
    3 weeks ago on Equest
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